UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B ordinary shares, par value $0.0001 per share | (1)(2) | (1)(2) | Class A ordinary shares, par value $0.0001 per share | 8,625,000 | $ (1) (2) | D (1) (2) (3) (4) | |
Stock Option (obligation to sell) | 03/11/2021 | 03/11/2025 | Class B ordinary shares, par value $0.0001 per share | 15,000 | $ 10 | D | |
Stock Option (obligation to sell) | 03/11/2021 | 03/11/2025 | Class B ordinary shares, par value $0.0001 per share | 15,000 | $ 10 | D | |
Stock Option (obligation to sell) | 03/11/2021 | 03/11/2025 | Class B ordinary shares, par value $0.0001 per share | 15,000 | $ 10 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ross Holding Co LLC 1 PELICAN LANE PALM BEACH, FL 33480 |
X | X | See Exhibit 99.1 | |
ROSS WILBUR L JR 1 PELICAN LANE PALM BEACH, FL 33480 |
X | X | Chief Executive Officer | |
Toy Stephen J. 1 PELICAN LANE PALM BEACH, FL 33480 |
X | X | Chief Financial Officer | |
Qureshi Nadim Z 1 PELICAN LANE PALM BEACH, FL 33480 |
X | X | Head of M&A |
See Exhibit 99.1 for Signatures | 09/23/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported shares of Ross Acquisition Corp II (the "Issuer") are directly owned by Ross Holding Company LLC (the "Sponsor"), and indirectly owned by Wilbur L Ross, Jr., Stephen J. Toy and Nadim Z. Qureshi, managing members of the Sponsor (together with the Sponsor, the "Reporting Persons"), and include up to 1,125,000 Class B ordinary shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. |
(2) | [continued from footnote 1] Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities -Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252633). The Class B ordinary shares have no expiration date. |
(3) | Because of the relationships among the Reporting Persons, each of the Reporting Persons may be deemed to beneficially own the securities reported herein. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
(4) | Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
Remarks: This Amendment No. 1 to Form 3 is being filed solely to correct the address of the original Form 3 filed on March 11, 2021. The address of the original Form 3 included the incorrect address for Ross Holding Company LLC. Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. Exhibit 24.1 (Power of Attorney). |